Deadlines for Pre-Christmas/Year-End Applications
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Funds/Post-Authorisation
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Deadline For Receipt
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SCHEMES AND NON FAST-TRACK SUB-FUNDS (this deadline also
applies to self-managed investment company applications and
risk management processes that are part of a UCITS application).
NB: If a UCITS application involves the establishment of a new
management company, we shall contact the FR regarding
deadline for receipt of the management company application.
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23 October |
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FAST-TRACK* SUB-FUNDS
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13 November |
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POST-AUTHORISATION – MAJOR ITEMS
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23 October |
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POST-AUTHORISATION – ALL OTHER ITEMS
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13 November |
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*A fast-track system can be used for clone fund and sub-fund applications and non-complex sub-funds established by way of supplement.
QIF Filings
Normal timeframes apply until 22 December.
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For Authorisation/Approval Noting On:
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To Be Received No Later Than |
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24 December
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10am on Wednesday 23 December. |
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30 December*
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3pm on Wednesday 23 December. |
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31 December
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3pm on Wednesday 23 December for QIF change
of service provider filings.
3pm on Wednesday 30 December for all other QIF filings.
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4 January
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3pm on Thursday 31 December. |
*30 December is the first day after Christmas that funds may be authorised.
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